The Men Behind the Masque:
Office-holding in East Anglian boroughs, 1272-1460
[contents]
CHAPTER 1
The Structure of Borough Government
Checks and Balances
A word must be said about the office of coroner,
which too had something of a dual aspect. Since a
franchise independent
of the county was being created by town charters, we find coroners -
under that title or the more formal title of justiciar or custodian
of pleas of the crown - granted by the king at the same time as grant
of an executive. Two or four were the common numbers; Ipswich was
granted four in 1200, but persuaded the king to reduce this to two
in 1317.[52] The coroners were
primarily royal officers, appointed (via approval of borough elections)
by the king and removed by him, if not first removed by death; an
unfortunate consequence of this orientation being the scarcity of
coroners' rolls in borough archives. Recent historians of Yarmouth,
where coroners are rarely mentioned, have concluded that those officers
were no challenge to ballival
power.[53] But the intention was
probably otherwise, for borough coroners - like their county
counterparts - had supervisory functions, to ensure the impartiality
of ballival justice, to serve as contrarotulatores, and perhaps
to keep an eye on the administration of court revenues. At
Ipswich the 1200 proceedings took care to specify the
counterbalancing role of the
coroners, and bailiffs and coroners were listed side by
side in court roll headings and witness lists of thirteenth and
fourteenth centuries; the cooperation of bailiffs and coroners in
Norwich's court is also evidenced.[54]
As a check on ballival power we may doubt the effectiveness of
coroners, since the two offices were manned by much the same
personnel. At Ipswich some of the coroners' duties were subsequently
given to the chamberlains, and the
slipping of position of coroners' names in fifteenth century witness
lists (to behind the names of councillors) is also indicative of
their decreasing importance.[55]
By the seventeenth century their supervisory role was remembered only
in their symbolic act of holding the oath-book from which the bailiffs
were sworn annually.
It is not the intention of this study to
analyse the minor officialdom of borough bureaucracies that backed
up the executive. Suffice to say that they were founded on the
town clerks and sergeants, the latter often known as sub-bailiffs
or even bailiffs - Yarmouth, at least, provides some hint of
seniorities within their ranks. As borough jurisdictions grew
and financial affairs complicated, lesser officials proliferated
under a variety of titles. Some were appointed, some elected,
others farmed their offices. The predominant concerns of borough
administrations are sometimes reflected by their ranks:
Yarmouth had its
murage staff, its
herring warders, its
water-bailiff; Colchester its farmers of
customs and mensurage at the port and in town;
Maldon its custodians of market, river
and causeway, its bread-weighers and ale-tasters; Lynn its
janitors of the town gates and its bedeman;
Ipswich its porters and
clavigers.[56]
The financial office was too important in
the medieval borough to be simply part of the
bureaucracy.[57]
Borough revenue was the lifeline
by which the fee farm was paid annually
and the town's liberties were thus preserved; and by which the inevitable
and rising expenses of a developing administration were defrayed.
Presumably some accounting system was part of the administrative
arrangement from the first, but there does not seem to have been a
specialised financial officer at that point. To suggest, as Wodderspoon
does, that the collectors of local custom instituted in Ipswich in 1200
were actually chamberlains is
to stretch the evidence too far; not they, but the bailiffs, were
primarily responsible for this income reaching the Exchequer in the
shape of the fee farm - as indeed the instituting ordinance
implies.[58] Most probably the
executive was initially the accounting officer in our other towns
too. The earliest borough account known from Lynn (1271/2) is that
of the mayor; chamberlains are first
mentioned in 1295.[59] Norwich's first
financial officer appears in 1293, without official title, handling
revenues other than those which went towards the fee farm, for which the
bailiffs accounted; this system was maintained throughout the
fourteenth century and was reflected in the establishment of
sheriffs in 1404 to deal with the fee farm. At just the same
period as in Lynn and Norwich, financial officers made their
first appearance (1291) in Yarmouth, in the form of keepers of
the pyx (the chest containing the town treasury); their importance
is suggested by the fact that the few whose names are known were
former bailiffs. Again it seems that they handled only a portion
of the revenues, the bailiffs and muragers dealing with others;
reorganisation of finances seems to have eliminated the keepers
before the end of the reign of Edward
II.[60] In Maldon too bailiffs were the
accounting officers up until the mid-fifteenth century. Chamberlains were
introduced in 1404, consequent to the increase in administrative activity
brought about by the 1403 charter; they
were created to relieve the bailiffs of some of their more routine
duties.[61]
Financial officers had no formal or visible
influence over the borough's financial policies. They were required
to make payments at the executive's command; they were
forbidden to deny such command or to pay
out any monies on their own initiative,
unsupervised.[62] Yet they were not
mere functionaries, but watchdogs over the executive in its receipt
and spending of community funds; the coroner does not seem to have
been considered a sufficient check on misuse of executive
power.[63] Financial officers were
often instituted in connection with administrative reforms. They
were a key feature of the Ipswich reforms
of 1320, directed largely against ballival greed and embezzlement.
Chamberlains were to be elected annually to have receipt of all town
revenues and payment of expenses (salaries were especially mentioned), to
be present when the bailiffs performed any duty involving a financial
transaction, and to draw up counter-rolls in the town court to prevent
tampering with that record of fines and amercements. Ipswich's chamberlains
seems to be an entirely new office; although the town's undated,
but ancient, custumal refers to untitled
persons performing camerarian duties, the reference has the appearance of
an addition to the main capitula and the tenor reminds us of the
circumstances of 1320.[64] The receivers
of Colchester, later known as chamberlains, arose out of that town's
1372 reforms, again the result of complaints
of financial maladministration by the bailiffs. And the substitution of
two chamberlains for two of Yarmouth's four bailiffs, in 1426, was also
part of a reorganisation consequent to popular
discontent.[65] Even in Norwich and
Lynn there are indications of the watchdog role of the chamberlains.
In the former the earliest reference to officers of this title is in
a chapter of the city custumal, perhaps the
product of complaints c.1326 of unjust taxation; the chapter assigns them
a role in tax collection henceforth. At Lynn,
ordinances insisted that only the chamberlains
receive borough revenues, which they were immediately to put under lock
and key in the treasury (1342), and prohibited the
mayor from having possession of any community funds unless received
from the chamberlains (1448).[66]
The relative importance of the financial
officer increased over the course of time. Maldon's chamberlains
replaced the bailiffs as accounting officers sometime between 1447
and 1468; from 1465 they were ranked second in the borough hierarchy,
displacing the constables.[67] By the
end of the fourteenth century Ipswich's sergeants had been assigned
to act under the chamberlains in their collection of monies. During
the reign of Henry VI we come across both chamberlains and treasurers
in that town. Whether these were the same officers by different
titles is difficult to say. Norwich too had officers of both titles
and, at least in 1414, the treasurers were portrayed as subordinates
of the chamberlains. Yet in seventeenth century (and possibly
medieval) Ipswich the division was rather one of areas of
jurisdiction.[68] There are other
indications of the importance of the office. Colchester's
fifteenth century ordinances made provision for the foregoing of
annual elections of chamberlains in the event (it is implied) that
the competence of any of the officers in tenure warranted their
continuation therein. We see the same in the Yarmouth
reforms of 1491, doubling the number of
chamberlains and advising that any found to do a good job should be kept
in office for at least one further
term.[69] The concern for producing
a budget surplus probably was what prompted the farming of
the Ipswich office to John Felawe, in 1439, for 12 years; but
perhaps someone had second thoughts, as the arrangement did not
last its full term if, indeed, ever implemented. In 1447 chamberlains
were elected there for a two-year term with a special programme, and
henceforth re-election in this office became more common. Similarly,
in Lynn, where an ordinance of 1423 required
that there always be at least two chamberlains present at every
congregation, it was decided in 1449 (perhaps to cut back on salaries)
that William Ashill and William Gilbert alone hold the office for 5 years;
problems with non-attendance prompted the abandonment of this experiment
after the first year.[70]